Lee, Nelson Ho Wing 李浩榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2011-02-14 | 2016-01-21 | Rep | Dealing in securities | 2011-02-14 | 2016-01-21 |
| 2 | China Vered Securities Limited | Rep | Dealing in securities | 2016-03-29 | 2016-06-03 | Rep | Dealing in securities | 2016-07-29 | 2018-10-03 | RO | Dealing in futures contracts | 2018-06-14 | 2022-03-31 | RO | Dealing in securities | 2018-10-03 | 2022-03-31 |
| 3 | MUFG Securities Asia Limited | Rep | Dealing in futures contracts | 2010-12-31 | 2011-01-21 | Rep | Dealing in securities | 2010-12-31 | 2011-01-21 |
| 4 | MUSHK Limited | Rep | Dealing in futures contracts | 2008-05-28 | 2010-12-30 | Rep | Dealing in securities | 2008-05-28 | 2010-12-30 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-01-09 | 2008-05-24 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-01-09 | 2008-05-24 |
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