Leung, Annis Pui Ying 梁珮瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2009-09-03 | 2014-08-08 | Rep | Dealing in securities | 2009-09-03 | 2014-08-08 | Rep | Advising on corporate finance | 2015-09-21 | 2019-10-09 | Rep | Dealing in securities | 2015-09-21 | 2019-10-09 |
| 2 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2008-04-17 | 2009-08-10 | Rep | Dealing in securities | 2008-04-17 | 2009-08-10 |
| 3 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-11-21 | 2015-07-28 | Rep | Advising on securities | 2014-11-21 | 2015-07-28 | Rep | Dealing in securities | 2014-11-21 | 2015-07-28 |
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