Leung, Tat Pui 梁達培
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2010-08-18 | 2016-01-21 | Rep | Dealing in securities | 2010-08-18 | 2016-01-21 |
| 2 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2016-07-05 | 2017-01-04 | Rep | Dealing in securities | 2016-07-05 | 2017-01-04 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2017-03-09 | 2023-09-23 | Rep | Dealing in securities | 2017-03-09 | 2023-09-23 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-12-02 | Rep | Asset management | 2003-12-02 | Rep | Automated trading services | 2003-12-02 | Rep | Advising on securities | 2004-05-17 | Rep | Dealing in securities | 2004-05-17 | Rep | Advising on futures contracts | 2003-12-06 | 2004-05-17 | Rep | Dealing in futures contracts | 2003-12-06 | 2004-05-17 |
| 5 | J.P. MORGAN FUTURES HONG KONG LIMITED | Rep | Asset management | 2003-12-03 | Rep | Automated trading services | 2003-12-03 | Rep | Advising on futures contracts | 2003-12-06 | Rep | Dealing in futures contracts | 2003-12-06 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-06-11 | 2010-05-12 |
| 7 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-04-23 | 2010-05-12 |
| 8 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-06-11 | 2010-05-12 |
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