Liao, Ming (SFC:ALR740) 廖明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2011-05-30 | 2012-10-22 | Rep | Dealing in securities | 2011-05-30 | 2012-10-22 |
| 2 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-02-03 | 2006-03-17 | Rep | Advising on securities | 2005-02-03 | 2006-03-17 | Rep | Dealing in securities | 2005-02-03 | 2006-03-17 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2006-08-29 | 2008-09-02 | Rep | Dealing in securities | 2006-08-29 | 2008-09-02 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2014-03-06 | 2014-12-11 |
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