Liu, Yaping (SFC:AUX497) 劉婭萍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2011-08-10 | 2013-01-24 | Rep | Dealing in securities | 2011-08-10 | 2013-01-24 |
| 2 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-12-01 | 2016-12-06 | Rep | Advising on securities | 2016-12-01 | 2016-12-06 | Rep | Dealing in securities | 2016-12-01 | 2016-12-06 |
| 3 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-01-06 | 2016-04-22 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2010-03-29 | 2011-06-02 | Rep | Advising on securities | 2010-03-29 | 2011-06-02 | Rep | Dealing in securities | 2010-03-29 | 2011-06-02 |
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