Luo, Yunting 駱昀婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2010-10-18 | 2013-08-28 | Rep | Dealing in futures contracts | 2016-01-12 | 2016-07-13 | Rep | Dealing in securities | 2016-01-12 | 2016-07-13 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2007-09-10 | 2010-07-31 | Rep | Dealing in securities | 2007-09-10 | 2010-07-31 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2023-10-24 | Rep | Dealing in securities | 2023-10-24 |
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