McIntosh, David Anthony
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ABN AMRO FINANCIAL PRODUCTS LIMITED | Rep | Dealing in securities | 2009-03-09 | 2010-05-05 |
2 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2010-07-02 | 2013-07-23 |
3 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2016-01-04 | 2017-06-09 |
4 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2013-10-23 | 2015-07-17 | Rep | Automated trading services | 2015-03-23 | 2015-07-17 | Rep | Dealing in futures contracts | 2015-03-23 | 2015-07-17 |
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