Mendes, Carlos Juan D'Oliveira

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BARCLAYS CAPITAL ASIA LIMITED Rep Dealing in securities 2009-10-22 2012-10-23
2 DEUTSCHE SECURITIES ASIA LIMITED Rep Dealing in securities 2006-11-21 2009-07-14
3 Morgan Stanley Asia Limited Rep Automated trading services 2004-07-16 2006-10-17
Rep Dealing in securities 2004-07-16 2006-10-17

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