Mohr, Patrick Shawn
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2011-09-02 | 2016-01-21 | Rep | Dealing in securities | 2011-09-02 | 2016-01-21 |
| 2 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2016-06-02 | 2023-01-01 | Rep | Automated trading services | 2016-06-02 | 2023-01-01 | Rep | Dealing in securities | 2016-06-02 | 2023-01-01 |
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