Murphy, Donough Thomas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2010-08-09 | 2014-04-24 | Rep | Dealing in securities | 2010-08-09 | 2014-04-24 |
2 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-05-14 | 2009-05-20 | Rep | Dealing in securities | 2007-05-14 | 2009-05-20 |
3 | BlueCrest Capital Management (Hong Kong) Limited | Rep | Asset management | 2014-09-24 | 2017-01-17 | RO | Dealing in futures contracts | 2015-04-01 | 2017-03-31 | RO | Dealing in securities | 2015-04-01 | 2017-03-31 | RO | Asset management | 2017-01-17 | 2017-03-31 |
4 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2009-08-18 | 2010-07-03 |
5 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-06-05 | 2009-05-20 | Rep | Dealing in securities | 2008-06-05 | 2009-05-20 | Rep | Advising on futures contracts | 2008-06-24 | 2009-05-20 | Rep | Advising on securities | 2008-06-24 | 2009-05-20 |
6 | Ovata Capital Management Limited | RO | Asset management | 2017-10-27 |
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