Nam, Soyoung
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2011-01-04 | 2014-03-28 | Rep | Dealing in securities | 2011-01-04 | 2014-03-28 |
| 2 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2014-05-05 | 2014-12-31 | Rep | Asset management | 2014-05-05 | 2014-12-31 |
| 3 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2014-05-05 | 2015-04-11 | Rep | Asset management | 2014-05-05 | 2015-04-11 | Rep | Dealing in futures contracts | 2014-05-05 | 2015-04-11 | Rep | Dealing in securities | 2014-05-05 | 2015-04-11 |
| 4 | Capital International, Inc. | Rep | Asset management | 2015-05-11 | Rep | Dealing in securities | 2017-08-15 |
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