Ng, Jeffrey Kut Yin 吳吉然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2010-01-12 | 2011-11-15 | Rep | Dealing in futures contracts | 2010-01-29 | 2011-11-15 |
| 2 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2009-10-09 | 2010-01-04 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-03-09 | 2009-04-15 | Rep | Dealing in futures contracts | 2006-04-20 | 2009-04-15 |
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