Ow, Shin Yeuan 歐欣遠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2011-08-15 | 2015-04-17 | Rep | Dealing in securities | 2011-08-15 | 2015-04-17 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-07-07 | 2015-09-25 | Rep | Dealing in securities | 2015-07-07 | 2015-09-25 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2015-07-07 | 2015-09-25 | Rep | Dealing in securities | 2015-07-07 | 2015-09-25 |
| 4 | DEMETER ASSET MANAGEMENT LIMITED | Rep | Asset management | 2005-11-09 | 2007-07-13 |
| 5 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-07-31 | 2011-05-14 |
| 6 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2017-03-27 | Rep | Dealing in futures contracts | 2017-03-27 |
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