Peng, Vivian R 彭曉如
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2009-11-27 | 2013-04-26 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2013-08-05 | 2016-08-26 | Rep | Automated trading services | 2013-08-05 | 2016-08-26 | Rep | Dealing in securities | 2013-08-05 | 2016-08-26 | Rep | Advising on futures contracts | 2014-10-23 | 2016-08-26 | Rep | Dealing in futures contracts | 2014-10-23 | 2016-08-26 |
| 3 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Asset management | 2016-09-01 | Rep | Dealing in futures contracts | 2016-09-01 | Rep | Dealing in securities | 2016-09-01 |
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