Pratt, Jon Vaughan Merrick
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2010-10-11 | 2014-02-07 | Rep | Dealing in securities | 2010-10-11 | 2014-02-07 | Rep | Advising on securities | 2010-10-11 | 2016-04-21 | RO | Advising on corporate finance | 2014-02-07 | 2016-04-21 | RO | Dealing in securities | 2014-02-07 | 2016-04-21 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-04-14 | 2006-09-06 | Rep | Advising on securities | 2005-04-14 | 2006-09-06 | Rep | Dealing in securities | 2005-04-14 | 2006-09-06 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Asset management | 2005-02-15 | Rep | Advising on corporate finance | 2006-08-18 | Rep | Advising on securities | 2006-08-18 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2006-12-03 | 2009-01-09 | Rep | Advising on securities | 2006-12-03 | 2009-01-09 | Rep | Dealing in securities | 2006-12-03 | 2009-01-09 |
| 5 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2006-12-03 | 2009-01-09 | Rep | Advising on securities | 2006-12-03 | 2009-01-09 | Rep | Dealing in securities | 2006-12-03 | 2009-01-09 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy