Qi, Xuan (SFC:ATW424) 祁璇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2010-12-13 | 2012-12-03 |
| 2 | CPIC Investment Management (H.K.) Company Limited | Rep | Advising on securities | 2020-02-03 | 2021-06-19 | Rep | Asset management | 2020-02-03 | 2021-06-19 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2018-01-30 | 2019-11-29 | Rep | Asset management | 2018-01-30 | 2019-11-29 | Rep | Dealing in securities | 2018-01-30 | 2019-11-29 |
| 4 | MAN INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2009-09-30 | 2010-04-13 | Rep | Dealing in securities | 2009-09-30 | 2010-04-13 |
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