Quarmby, Thomas Edward
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2010-10-07 | 2012-08-23 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-02-09 | 2004-09-10 | Rep | Dealing in futures contracts | 2007-01-25 | 2007-10-10 | Rep | Dealing in securities | 2007-01-25 | 2007-10-10 |
| 3 | Fidelity Management & Research (Hong Kong) Limited | Rep | Advising on securities | 2014-05-02 | 2016-01-08 | Rep | Asset management | 2014-05-02 | 2016-01-08 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2007-12-20 | 2010-07-14 |
| 5 | Pyramis Global Advisors (Hong Kong) Limited | Rep | Advising on futures contracts | 2013-02-19 | 2013-11-01 | Rep | Advising on securities | 2013-02-19 | 2014-04-30 | Rep | Asset management | 2013-02-19 | 2014-04-30 |
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