Rolfe, Roland Christopher (SFC:AVI388)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2010-06-17 | 2014-07-20 | Rep | Dealing in securities | 2010-06-17 | 2014-07-20 | Rep | Dealing in securities | 2015-09-07 | 2015-09-11 | Rep | Dealing in securities | 2016-04-15 | 2016-04-22 | Rep | Dealing in securities | 2016-09-26 | 2016-09-30 | Rep | Dealing in securities | 2017-03-27 | 2017-04-02 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2021-01-08 |
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