Sargeant, Ronald Thomas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2011-08-03 | 2014-07-16 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2009-12-29 | 2010-08-10 | Rep | Dealing in securities | 2010-08-23 | 2011-05-13 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2005-05-06 | 2006-08-22 |
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