Schrantz, Alexander (SFC:AFF166)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2011-08-03 | 2011-09-23 | Rep | Dealing in securities | 2011-08-03 | 2012-08-25 | RO | Advising on corporate finance | 2011-09-23 | 2012-08-25 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2012-12-07 | Rep | Advising on corporate finance | 2012-12-07 | 2013-04-30 | Rep | Dealing in securities | 2012-12-07 | 2013-04-30 | RO | Advising on corporate finance | 2013-04-30 | RO | Dealing in securities | 2013-04-30 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2004-10-13 | Rep | Asset management | 2004-10-13 | Rep | Dealing in securities | 2005-09-16 | Rep | Advising on corporate finance | 2005-10-20 | RO | Advising on corporate finance | 2005-10-20 | 2011-03-19 | Rep | Dealing in securities | 2009-03-31 | 2011-03-19 |
| 4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | Advising on corporate finance | 2006-09-11 | 2011-03-19 |
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