Sharma, Naveen Prakash
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2006-08-28 | 2015-06-18 | Rep | Dealing in futures contracts | 2009-03-18 | 2015-06-18 | Rep | Dealing in futures contracts | 2016-04-13 | 2016-04-15 | Rep | Dealing in securities | 2016-04-13 | 2016-04-15 | Rep | Dealing in futures contracts | 2016-11-03 | 2016-11-04 | Rep | Dealing in securities | 2016-11-03 | 2016-11-04 | Rep | Dealing in futures contracts | 2017-05-26 | 2017-06-12 | Rep | Dealing in securities | 2017-05-26 | 2017-06-12 | Rep | Dealing in futures contracts | 2017-06-16 | 2017-06-23 | Rep | Dealing in securities | 2017-06-16 | 2017-06-23 | Rep | Dealing in futures contracts | 2017-12-05 | 2017-12-08 | Rep | Dealing in securities | 2017-12-05 | 2017-12-08 | Rep | Dealing in futures contracts | 2019-08-05 | 2020-12-18 | Rep | Dealing in securities | 2019-08-05 | 2020-12-18 |
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