Shih, Stephen 施健文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2011-05-25 | 2013-01-24 | Rep | Dealing in securities | 2011-05-25 | 2013-01-24 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2014-03-18 | 2016-01-06 |
| 3 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-01-26 | 2017-01-31 | Rep | Advising on securities | 2016-01-26 | 2017-01-31 | Rep | Dealing in securities | 2016-01-26 | 2017-01-31 |
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