Shiu, Flora Ka Yan 邵家欣

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BARCLAYS CAPITAL ASIA LIMITED Rep Advising on corporate finance 2010-07-13 2013-06-21
Rep Dealing in securities 2010-07-13 2013-06-21
2 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED Rep Advising on corporate finance 2008-11-17 2010-04-01
3 LEHMAN BROTHERS ASIA LIMITED Rep Advising on corporate finance 2007-07-12 2008-09-29
Rep Dealing in securities 2007-07-12 2008-09-29
4 LEHMAN BROTHERS SECURITIES ASIA LIMITED Rep Dealing in securities 2007-07-12 2008-09-29

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