Sin, Rebecca So-kwun 冼素君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2011-06-15 | 2012-08-14 | Rep | Dealing in securities | 2011-06-15 | 2012-08-14 |
| 2 | EXS Capital Asia Limited | Rep | Advising on securities | 2013-10-04 | 2014-03-18 |
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