Sinpraseuth, Christopher
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2011-05-18 | 2014-11-19 | Rep | Dealing in futures contracts | 2012-07-24 | 2014-11-19 |
| 2 | BlueCrest Capital Management (Hong Kong) Limited | Rep | Asset management | 2015-03-04 | 2017-03-31 | Rep | Dealing in futures contracts | 2015-04-01 | 2017-01-20 | Rep | Dealing in securities | 2015-04-01 | 2017-01-20 | RO | Dealing in futures contracts | 2017-01-20 | 2017-03-31 | RO | Dealing in securities | 2017-01-20 | 2017-03-31 |
| 3 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2009-01-29 | 2010-10-30 |
| 4 | CLSA LIMITED | Rep | Dealing in securities | 2008-04-01 | 2009-01-23 |
| 5 | ConvergEx Asia Pacific Limited | Rep | Dealing in securities | 2010-12-21 | 2011-04-08 |
| 6 | Ovata Capital Management Limited | Rep | Asset management | 2017-11-06 | 2022-01-31 |
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