Subramanian, Viswanathan R
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2011-01-27 | 2013-05-03 | Rep | Dealing in securities | 2011-01-27 | 2013-05-03 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-08-16 | 2008-09-29 | Rep | Dealing in securities | 2007-08-16 | 2008-09-29 |
| 3 | LEHMAN BROTHERS FUTURES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-08-16 | 2008-09-29 |
| 4 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-08-16 | 2008-09-29 |
| 5 | MCM Asia Limited | Rep | Dealing in securities | 2013-08-05 | 2014-04-10 | Rep | Dealing in futures contracts | 2013-08-05 | 2015-02-27 | RO | Dealing in securities | 2014-04-10 | 2015-02-27 |
| 6 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-11-28 | 2009-07-24 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2009-07-24 | Rep | Dealing in securities | 2008-10-10 | 2009-07-24 | Rep | Dealing in futures contracts | 2010-04-27 | 2010-05-04 | Rep | Dealing in securities | 2010-04-27 | 2010-05-04 | Rep | Dealing in futures contracts | 2010-08-02 | 2010-12-18 | Rep | Dealing in securities | 2010-08-02 | 2010-12-18 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy