Tan, Sabrina Ong 陳美美

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BARCLAYS CAPITAL ASIA LIMITED Rep Dealing in securities 2011-06-02 2013-01-24
Rep Dealing in futures contracts 2011-11-07 2013-01-24
2 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Dealing in securities 2015-01-22 2017-03-16
3 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Advising on corporate finance 2003-12-02
Rep Asset management 2003-12-02
Rep Automated trading services 2003-12-02
Rep Advising on securities 2010-05-26
Rep Dealing in securities 2010-05-26

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