Tang, Kai Kwong 鄧啟光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2011-01-12 | 2015-04-13 |
| 2 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2011-01-12 | 2015-04-13 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2015-07-13 | 2021-03-09 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2015-07-13 | 2021-03-09 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2021-06-09 | 2024-01-23 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2021-06-09 | 2024-01-23 |
| 7 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2021-06-09 | 2024-01-23 |
| 8 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2021-06-09 | 2024-01-23 |
| 9 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2021-06-22 | 2024-01-23 |
| 10 | Merrill Lynch Far East Limited | Rep | Advising on securities | 2021-06-22 | 2024-01-23 |
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