Tao, Yiyang 陶憶阳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2011-01-10 | 2015-06-23 | Rep | Dealing in securities | 2011-01-10 | 2015-06-23 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2008-09-11 | 2010-09-22 | Rep | Advising on securities | 2008-09-11 | 2010-09-22 | Rep | Dealing in securities | 2008-09-11 | 2010-09-22 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2008-09-11 | 2010-09-22 | Rep | Advising on securities | 2008-09-11 | 2010-09-22 | Rep | Dealing in securities | 2008-09-11 | 2010-09-22 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2015-09-23 | 2022-06-30 | Rep | Dealing in securities | 2015-09-23 | 2022-06-30 |
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