Tse, Agnes Chi Ling 謝芷玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2009-01-12 | 2014-12-05 | Rep | Dealing in securities | 2009-01-12 | 2014-12-05 |
| 2 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on futures contracts | 2018-10-26 | 2023-10-20 | Rep | Dealing in futures contracts | 2018-10-26 | 2023-10-20 |
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