Tse, Phoebe Yuen Ting 謝宛庭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2011-07-18 | 2015-12-07 |
| 2 | CHARLES-LIM CAPITAL LIMITED | Rep | Asset management | 2015-12-18 | 2021-04-26 | RO | Asset management | 2021-04-26 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2009-08-12 | 2011-05-20 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2007-08-01 | 2008-09-29 | Rep | Advising on securities | 2007-08-01 | 2008-09-29 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-09 | 2009-07-01 | Rep | Advising on securities | 2008-10-09 | 2009-07-01 |
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