Wang, Chenye (SFC:AYA832) 王晨葉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2011-09-15 | 2015-08-14 | Rep | Dealing in securities | 2011-09-15 | 2015-08-14 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-08-31 | 2019-05-18 | Rep | Advising on securities | 2016-08-31 | 2019-05-18 |
| 3 | CLSA LIMITED | Rep | Advising on securities | 2016-08-31 | 2019-05-18 | Rep | Dealing in securities | 2016-08-31 | 2019-05-18 |
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