Wong, Alan (SFC:APD362) 黃亞倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2010-10-19 | 2016-01-21 | Rep | Dealing in securities | 2010-10-19 | 2016-01-21 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2009-06-23 | 2010-06-18 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2016-10-27 | 2017-10-13 |
| 4 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2007-06-25 | 2008-11-20 | Rep | Dealing in securities | 2007-06-25 | 2008-11-20 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2007-06-25 | 2008-11-20 | Rep | Dealing in futures contracts | 2007-06-25 | 2008-11-20 |
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