Wong, Barbara (SFC:AQU335) 黃曼君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2010-11-09 | 2014-07-17 | Rep | Dealing in securities | 2010-11-09 | 2014-07-17 | RO | Advising on corporate finance | 2014-07-17 | 2014-08-14 | RO | Dealing in securities | 2014-07-17 | 2014-08-14 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2008-04-07 | 2010-09-01 | Rep | Dealing in securities | 2008-04-07 | 2010-09-01 |
| 3 | Wells Fargo Securities Asia Limited | Rep | Advising on corporate finance | 2014-12-09 | 2015-07-20 | Rep | Advising on securities | 2014-12-09 | 2015-07-20 | Rep | Dealing in securities | 2014-12-09 | 2015-07-20 | RO | Advising on corporate finance | 2015-07-20 | 2021-02-03 | RO | Advising on securities | 2015-07-20 | 2021-02-03 | RO | Dealing in securities | 2015-07-20 | 2021-02-03 | Rep | Advising on corporate finance | 2020-12-15 | 2021-01-08 | Rep | Advising on securities | 2020-12-15 | 2021-01-08 | Rep | Dealing in securities | 2020-12-15 | 2021-01-08 |
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