Wong, Frankie Ka Ku 王加駒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2009-08-18 | 2013-12-02 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-05-17 | 2008-12-05 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2003-11-12 | Rep | Advising on securities | 2003-11-12 | Rep | Asset management | 2003-11-12 | Rep | Automated trading services | 2003-11-12 | Rep | Dealing in securities | 2005-07-14 | Rep | Automated trading services | 2006-02-17 | 2007-02-06 | Rep | Dealing in securities | 2006-02-17 | 2007-02-06 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2003-11-12 | Rep | Advising on securities | 2003-11-12 | Rep | Asset management | 2003-11-12 | Rep | Dealing in securities | 2003-11-12 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-12-18 | 2005-07-14 |
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