Wong, Siu Leung 黃紹良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2009-05-13 | 2012-10-19 | Rep | Dealing in securities | 2009-05-13 | 2012-10-19 |
| 2 | BOCI SECURITIES LIMITED | Rep | Advising on futures contracts | 2022-05-13 | 2023-12-11 | Rep | Advising on securities | 2022-05-13 | 2023-12-11 | Rep | Dealing in futures contracts | 2022-05-13 | 2023-12-11 | Rep | Dealing in securities | 2022-05-13 | 2023-12-11 | RO | Advising on futures contracts | 2023-12-11 | RO | Advising on securities | 2023-12-11 | RO | Dealing in futures contracts | 2023-12-11 | RO | Dealing in securities | 2023-12-11 |
| 3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2006-05-24 | 2009-03-28 |
| 4 | HSBC STRUCTURED FUNDS (ASIA) LIMITED | Rep | Asset management | 2006-08-15 | 2007-07-01 | Rep | Advising on securities | 2006-08-15 | 2009-03-28 |
| 5 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2014-12-03 | 2017-04-25 | RO | Dealing in futures contracts | 2017-04-25 | 2017-06-23 |
| 6 | Mason Securities Limited | Rep | Advising on securities | 2014-12-03 | 2016-01-13 | Rep | Dealing in securities | 2014-12-03 | 2016-01-13 | RO | Advising on securities | 2016-01-13 | 2017-06-23 | RO | Dealing in securities | 2016-01-13 | 2017-06-23 | RO | Asset management | 2016-12-08 | 2017-06-23 |
| 7 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2019-08-08 | 2019-12-04 | RO | Dealing in futures contracts | 2019-12-04 | 2021-11-19 |
| 8 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on futures contracts | 2019-08-08 | 2019-12-04 | Rep | Advising on securities | 2019-08-08 | 2019-12-04 | RO | Advising on futures contracts | 2019-12-04 | 2021-11-19 | RO | Advising on securities | 2019-12-04 | 2021-11-19 |
| 9 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2019-08-08 | 2019-12-04 | RO | Dealing in securities | 2019-12-04 | 2021-11-19 |
| 10 | Sun Growth Asset Management Limited | RO | Advising on securities | 2018-07-25 | 2019-06-30 | RO | Asset management | 2018-07-25 | 2019-06-30 |
| 11 | Sun Growth Futures Limited | RO | Dealing in futures contracts | 2018-07-25 | 2019-04-16 |
| 12 | SUN GROWTH SECURITIES LIMITED | Rep | Dealing in securities | 2017-07-26 | 2017-09-27 | RO | Dealing in securities | 2017-09-27 | 2019-06-30 | RO | Advising on securities | 2019-01-07 | 2019-06-30 |
| 13 | THOMAS GLOBAL FINANCIAL SERVICES LIMITED | RO | Dealing in securities | 2016-12-01 | 2017-06-23 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy