Woo, Jimmy Cheung Yee 吳祥貽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2011-07-08 | 2016-01-21 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2006-05-22 | 2011-06-28 |
| 3 | CICC US Securities (Hong Kong) Limited | RO | Dealing in securities | 2011-05-25 | 2011-06-28 |
| 4 | CICC US Securities, Inc. | Rep | Dealing in securities | 2007-08-06 | 2010-09-01 | RO | Dealing in securities | 2010-09-01 | 2011-06-28 |
| 5 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2016-06-08 | 2018-08-24 | Rep | Dealing in futures contracts | 2016-06-15 | 2018-08-24 |
| 6 | FOX-PITT, KELTON (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-09-26 | Rep | Asset management | 2003-09-26 | Rep | Advising on securities | 2004-06-11 | Rep | Dealing in securities | 2004-06-11 | RO | Advising on securities | 2004-06-11 | 2006-05-13 | RO | Dealing in securities | 2004-06-11 | 2006-05-13 |
| 7 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2018-10-08 |
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