Wosner, Daniel Charles
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2011-04-12 | 2016-01-21 | Rep | Advising on corporate finance | 2011-09-05 | 2016-01-21 |
2 | Oasis Management (Hong Kong) | Rep | Advising on securities | 2016-05-03 | Rep | Asset management | 2016-05-03 | Rep | Advising on futures contracts | 2016-10-14 |
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