Wu, Qiong (SFC:ATQ759) 吳穹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2009-08-31 | 2010-05-04 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2009-08-31 | 2010-05-04 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-08-31 | 2010-05-04 |
| 4 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2010-06-11 | 2012-06-30 |
| 5 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2010-06-11 | 2012-06-30 |
| 6 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2010-06-11 | 2012-06-30 |
| 7 | PASSAGE INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2018-11-14 | 2019-03-15 |
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