Yang, Lingxiu 楊灵修

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BARCLAYS CAPITAL ASIA LIMITED Rep Advising on securities 2010-06-10 2013-06-07
2 CITIC Securities Brokerage (HK) Limited Rep Advising on securities 2016-02-23 2018-04-24
3 CLSA LIMITED Rep Advising on securities 2018-05-07 2020-07-31
Rep Advising on securities 2021-03-11 2022-09-30
4 Guolian Securities International Capital Co., Limited Rep Advising on securities 2024-01-08
5 UBS SECURITIES ASIA LIMITED Rep Advising on securities 2015-06-11 2015-06-30

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