Yu, Raymond Waikit 余瑋傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2009-06-22 | 2022-12-08 | Rep | Dealing in securities | 2009-06-22 | 2022-12-08 | RO | Advising on corporate finance | 2022-12-08 | RO | Dealing in securities | 2022-12-08 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2007-08-22 | 2008-09-29 | Rep | Advising on securities | 2007-08-22 | 2008-09-29 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2008-10-09 | 2009-03-23 | Rep | Advising on securities | 2008-10-09 | 2009-03-23 | Rep | Dealing in securities | 2008-11-04 | 2009-03-23 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2008-10-09 | 2009-03-23 | Rep | Advising on securities | 2008-10-09 | 2009-03-23 | Rep | Dealing in securities | 2008-11-04 | 2009-03-23 |
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