Yu, Zhi (SFC:AXH031) 于治
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2011-05-16 | 2015-07-16 | Rep | Dealing in securities | 2011-05-16 | 2015-07-16 |
| 2 | China PA Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2019-12-11 | 2020-05-26 | RO | Dealing in securities | 2020-05-26 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2015-10-08 | 2016-02-02 | Rep | Dealing in securities | 2015-10-08 | 2016-02-02 |
| 4 | Ping An of China Capital (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2017-04-27 | |
| 5 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2017-04-27 | 2017-10-10 | RO | Dealing in securities | 2017-10-10 | 2020-06-01 |
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