Yuen, Kei Yan Steffanie 袁淇欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2010-08-04 | 2014-06-20 | Rep | Dealing in securities | 2010-08-04 | 2014-06-20 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2014-09-01 | 2015-11-02 |
| 3 | ENDOWUS HK LIMITED | Rep | Advising on securities | 2022-07-18 | 2022-09-28 | Rep | Asset management | 2022-07-18 | 2022-09-28 | Rep | Dealing in securities | 2022-07-18 | 2022-09-28 | RO | Advising on securities | 2022-09-28 | RO | Asset management | 2022-09-28 | RO | Dealing in securities | 2022-09-28 |
| 4 | Sensible Asset Management Limited | Rep | Advising on securities | 2021-05-11 | 2021-11-01 | Rep | Asset management | 2021-05-11 | 2021-11-01 | RO | Advising on securities | 2021-11-01 | 2022-05-06 | RO | Asset management | 2021-11-01 | 2022-05-06 | RO | Dealing in securities | 2022-01-27 | 2022-05-06 |
| 5 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2021-05-11 | 2021-11-01 | Rep | Dealing in securities | 2021-05-11 | 2021-11-01 | Rep | Asset management | 2021-05-11 | 2022-05-06 | RO | Advising on securities | 2021-11-01 | 2022-05-06 | RO | Dealing in securities | 2021-11-01 | 2022-05-06 |
| 6 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2021-05-11 | 2021-11-01 | Rep | Dealing in securities | 2021-05-11 | 2021-11-01 | Rep | Asset management | 2021-05-11 | 2022-05-06 | RO | Advising on securities | 2021-11-01 | 2022-05-06 | RO | Dealing in securities | 2021-11-01 | 2022-05-06 |
| 7 | Zheng He Capital Management Limited | Rep | Advising on securities | 2015-11-13 | 2017-12-25 | Rep | Asset management | 2015-11-13 | 2017-12-25 |
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