Yuen, Josephine Ming Wai 袁明慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2008-06-17 | 2012-05-28 | Rep | Dealing in securities | 2008-06-17 | 2012-05-28 |
| 2 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2013-01-14 | 2017-05-09 | Rep | Dealing in securities | 2013-01-14 | 2017-05-09 |
| 3 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2008-03-10 | 2008-05-13 | Rep | Dealing in securities | 2008-03-10 | 2008-05-13 |
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