Li, Sek Fu 李錫富
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-08-16 | Rep | Asset management | 2003-08-16 | Rep | Advising on securities | 2004-11-09 | Rep | Dealing in securities | 2003-09-01 | 2004-11-09 | RO | Advising on securities | 2004-11-09 | 2015-03-03 | RO | Dealing in securities | 2004-11-09 | 2015-03-03 |
| 2 | BIZ CORP LIMITED | Rep | Advising on corporate finance | 2003-08-16 | Rep | Advising on securities | 2003-08-16 | Rep | Asset management | 2003-08-16 |
| 3 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2020-01-13 | 2020-04-01 | RO | Dealing in securities | 2020-04-01 | 2020-12-31 |
| 4 | PROSPER GLOBAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-03-13 | 2018-04-03 | Rep | Asset management | 2018-03-13 | 2018-08-24 | RO | Advising on securities | 2018-04-03 | 2019-09-13 | RO | Asset management | 2018-08-24 | 2019-09-13 |
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