Lo, Sing 盧勝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2005-03-02 | 2005-05-04 | RO | Advising on futures contracts | 2005-05-04 | 2015-11-10 | RO | Advising on securities | 2005-05-04 | 2015-11-10 | RO | Asset management | 2005-05-04 | 2015-11-10 | RO | Dealing in securities | 2005-05-04 | 2015-11-10 |
| 2 | Convergence Technology Capital Limited | RO | Advising on securities | 2023-08-10 | RO | Asset management | 2023-08-10 |
| 3 | Monex Boom Securities (H.K.) Limited | RO | Advising on corporate finance | 2005-01-26 | RO | Advising on securities | 2005-01-26 | RO | Asset management | 2005-01-26 | RO | Automated trading services | 2005-03-01 | RO | Dealing in securities | 2005-03-01 |
| 4 | N Plus Capital Limited | RO | Advising on securities | 2018-03-08 | 2020-05-31 | RO | Asset management | 2018-03-08 | 2020-05-31 |
| 5 | TOP GEAR ASSET MANAGEMENT COMPANY LIMITED | RO | Asset management | 2016-09-15 | 2017-08-24 |
| 6 | Win Securities Limited | RO | Advising on corporate finance | 2005-01-26 | RO | Advising on securities | 2005-01-26 | RO | Asset management | 2005-01-26 | RO | Automated trading services | 2005-03-01 | RO | Dealing in securities | 2005-03-01 |
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