Shum, Wai Chun 沈偉俊

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 Mercer (Hong Kong) Limited RO Advising on securities 2004-07-07
FRANKLIN TEMPLETON INSTITUTIONAL ASIA LIMITED Rep 2004-07-15 2004-09-17
FRANKLIN TEMPLETON INSTITUTIONAL ASIA LIMITED RO 2004-09-17 2005-01-10
HSBC Global Asset Management (Hong Kong) Limited Rep 2007-11-06 2008-04-28
HSBC Global Asset Management (Hong Kong) Limited RO 2008-04-28 2010-04-16
BARING ASSET MANAGEMENT (ASIA) LIMITED Rep 2010-08-02 2010-12-20
BARING ASSET MANAGEMENT (ASIA) LIMITED RO 2010-12-20 2012-02-01
BOCHK Asset Management Limited RO 2014-04-07 2017-05-03
SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED Rep 2017-05-29 2017-07-14
Sensible Asset Management Limited Rep 2017-05-29 2017-07-14
VALUE PARTNERS HONG KONG LIMITED Rep 2017-05-29 2017-07-14
VALUE PARTNERS LIMITED Rep 2017-05-29 2017-07-14
Value Partners Private Equity Limited Rep 2017-05-29 2017-07-14
VALUE PARTNERS TECHNOLOGY SYSTEMS LIMITED Rep 2017-05-29 2017-07-14
SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED RO 2017-07-14 2018-01-12
Sensible Asset Management Limited RO 2017-07-14 2018-01-12
VALUE PARTNERS HONG KONG LIMITED RO 2017-07-14 2018-01-12
VALUE PARTNERS LIMITED RO 2017-07-14 2018-01-12
Value Partners Private Equity Limited RO 2017-07-14 2018-01-12
VALUE PARTNERS TECHNOLOGY SYSTEMS LIMITED RO 2017-07-14 2018-01-12
VMS Securities Limited Rep 2020-02-04 2020-03-19
VMS Securities Limited RO 2020-03-19 2020-08-20
2 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Rep Asset management 2005-01-11 2005-10-29
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED RO 2005-10-29 2007-07-04
HSBC Global Asset Management (Hong Kong) Limited Rep 2007-10-23 2008-04-28
HSBC Global Asset Management (Hong Kong) Limited RO 2008-04-28 2010-04-16
BARING ASSET MANAGEMENT (ASIA) LIMITED Rep 2010-08-02 2010-12-20
BARING ASSET MANAGEMENT (ASIA) LIMITED RO 2010-12-20 2012-02-01
BOCHK Asset Management Limited RO 2014-04-07 2017-05-03
SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED Rep 2017-05-29 2017-07-14
Sensible Asset Management Limited Rep 2017-05-29 2017-07-14
VALUE PARTNERS HONG KONG LIMITED Rep 2017-05-29 2017-07-14
VALUE PARTNERS LIMITED Rep 2017-05-29 2017-07-14
Value Partners Private Equity Limited Rep 2017-05-29 2017-07-14
VALUE PARTNERS TECHNOLOGY SYSTEMS LIMITED Rep 2017-05-29 2017-07-14
SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED RO 2017-07-14 2018-01-12
Sensible Asset Management Limited RO 2017-07-14 2018-01-12
VALUE PARTNERS HONG KONG LIMITED RO 2017-07-14 2018-01-12
VALUE PARTNERS LIMITED RO 2017-07-14 2018-01-12
Value Partners Private Equity Limited RO 2017-07-14 2018-01-12
VALUE PARTNERS TECHNOLOGY SYSTEMS LIMITED RO 2017-07-14 2018-01-12
VMS Asset Management Limited Rep 2020-02-04 2020-03-19
VMS Asset Management Limited RO 2020-03-19 2020-08-20
3 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Rep Dealing in securities 2006-02-02 2007-07-04
HSBC Global Asset Management (Hong Kong) Limited Rep 2007-10-23 2008-04-28
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep 2007-10-23 2010-04-16
HSBC Global Asset Management (Hong Kong) Limited RO 2008-04-28 2010-04-16
BARING ASSET MANAGEMENT (ASIA) LIMITED Rep 2010-08-02 2010-12-20
BARING ASSET MANAGEMENT (ASIA) LIMITED RO 2010-12-20 2012-02-01
BOCHK Asset Management Limited RO 2014-04-07 2017-05-03
VALUE PARTNERS HONG KONG LIMITED Rep 2017-05-29 2017-07-14
VALUE PARTNERS LIMITED Rep 2017-05-29 2017-07-14
VALUE PARTNERS TECHNOLOGY SYSTEMS LIMITED Rep 2017-05-29 2017-07-14
VALUE PARTNERS HONG KONG LIMITED RO 2017-07-14 2018-01-12
VALUE PARTNERS LIMITED RO 2017-07-14 2018-01-12
VALUE PARTNERS TECHNOLOGY SYSTEMS LIMITED RO 2017-07-14 2018-01-12
VMS Securities Limited Rep 2020-02-04 2020-03-19
VMS Securities Limited RO 2020-03-19 2020-08-20

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top