Sit, Wilfred Wing Fai 薛永輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-09-22 | 2004-09-24 | Rep | Advising on securities | 2004-09-22 | 2004-09-24 | Rep | Asset management | 2004-09-22 | 2004-09-24 | Rep | Dealing in securities | 2004-09-22 | 2004-09-24 | RO | Advising on futures contracts | 2004-09-24 | 2007-02-18 | RO | Advising on securities | 2004-09-24 | 2007-02-18 | RO | Asset management | 2004-09-24 | 2007-02-18 | RO | Dealing in securities | 2004-09-24 | 2007-02-18 | Rep | Advising on securities | 2011-05-30 | 2011-07-12 | Rep | Asset management | 2011-05-30 | 2011-07-12 | Rep | Dealing in securities | 2011-05-30 | 2011-07-12 | RO | Advising on securities | 2011-07-12 | 2017-01-24 | RO | Asset management | 2011-07-12 | 2017-01-24 | RO | Dealing in securities | 2011-07-12 | 2017-01-24 | RO | Advising on futures contracts | 2012-04-23 | 2017-01-24 | RO | Dealing in futures contracts | 2015-09-07 | 2017-01-24 |
| 2 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2019-05-15 | 2019-06-25 | Rep | Advising on securities | 2019-05-15 | 2019-06-25 | Rep | Asset management | 2019-05-15 | 2019-06-25 | Rep | Dealing in securities | 2019-05-15 | 2019-06-25 | RO | Advising on futures contracts | 2019-06-25 | RO | Advising on securities | 2019-06-25 | RO | Asset management | 2019-06-25 | RO | Dealing in securities | 2019-06-25 | RO | Advising on corporate finance | 2019-11-07 |
| 3 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on corporate finance | 2004-09-13 | Rep | Advising on securities | 2004-09-13 | Rep | Asset management | 2004-09-13 |
| 4 | INVESCO HONG KONG LIMITED | Rep | Advising on corporate finance | 2004-09-13 | Rep | Advising on securities | 2004-09-13 | Rep | Asset management | 2004-09-13 |
| 5 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | RO | Advising on securities | 2007-03-14 | 2011-05-01 | RO | Asset management | 2007-03-14 | 2011-05-01 | RO | Dealing in securities | 2009-11-27 | 2011-05-01 |
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