Chan, Ivy (SFC:AEN139) 陳亭希
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Asset management | 2007-09-10 | Rep | Dealing in securities | 2007-10-18 | 2015-09-07 | Rep | Advising on futures contracts | 2008-12-22 | 2016-01-22 | Rep | Advising on securities | 2014-10-13 | 2016-01-22 | RO | Dealing in futures contracts | 2015-09-07 | RO | Dealing in securities | 2015-09-07 | RO | Advising on futures contracts | 2016-01-22 | RO | Advising on securities | 2016-01-22 |
| 2 | PineBridge Investments Asia Limited | Rep | Advising on corporate finance | 2005-03-15 | Rep | Advising on securities | 2005-03-31 | Rep | Asset management | 2007-09-01 |
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