Fung, Yuen Tsun 馮苑蓁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2011-02-16 | 2012-05-21 | Rep | Asset management | 2011-02-16 | 2012-05-21 | Rep | Dealing in securities | 2011-02-16 | 2012-05-21 |
| 2 | BNY Mellon Investment Management Hong Kong Limited | Rep | Advising on securities | 2012-06-01 | 2013-05-15 | Rep | Asset management | 2012-06-01 | 2013-05-15 | Rep | Dealing in securities | 2012-06-01 | 2013-05-15 |
| 3 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Asset management | 2016-06-13 | 2022-06-30 | Rep | Dealing in securities | 2016-06-13 | 2022-06-30 | Rep | Advising on securities | 2019-02-27 | 2022-06-30 | Rep | Advising on securities | 2022-07-01 | Rep | Asset management | 2022-07-01 | Rep | Dealing in securities | 2022-07-01 |
| 4 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on securities | 2020-11-16 | 2022-06-30 | Rep | Dealing in securities | 2020-11-16 | 2022-06-30 |
| 5 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on futures contracts | 2013-06-14 | 2016-05-26 | Rep | Advising on securities | 2013-06-14 | 2016-05-26 | Rep | Dealing in securities | 2015-01-28 | 2016-05-26 |
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